Workshop: Free Basics of ERISA Workshop - How DOL Investigations Affect and Create Trends in Retirement Plans

  • 18 Mar 2020
  • 8:00 AM - 10:00 AM
  • 2394 E Camelback Road, Phoenix, AZ 85106 – Conference Room - 6th Floor

Registration


Register


FREE Basics of ERISA

Sponsored by Fennemore Craig and

the Phoenix Chapter of Western Pension and Benefits Council


How DOL Investigations Affect and

Create Trends in Retirement Plans

by

Theresa Conti, QKA, APR, ERPA, QPFA of Sunwest Pensions

and 

Karlye M. Broten, CPA of CLA (CliftonLarsonAllen LLP)

Join us for a basic overview of DOL investigation hot topics and other current trends that are shaping retirement plans.

We will focus on DOL initiatives such as:

  • Timeliness of participant contributions
  • Lost participants
  • Fiduciary oversight including monitoring of fees, investments and service providers
  • Participant communications and disclosures

We will round out our discussion with other current trends and some best practices around:

  • Automatic enrollment and automatic increase
  • Employer matching contributions and savings rates
  • Participant hardship withdrawals

Agenda

8:00–8:10am         Check in and Continental Breakfast

8:10–9:00am         Part I

9:00–9:10am         Break

9:10–10:00am       Part II


Location

2394 E Camelback Road, Phoenix, AZ 85106 – Conference Room – 6th Floor

Parking

Parking is available in the surface lot around the building, or below in the parking garage (parking in the parking garage will be validated).  Click here for parking map.  


The statements and materials presented at WP&BC Phoenix Chapter events are solely the opinions of the speakers and do not represent the opinions or positions of WP&BC Phoenix Chapter. In addition, WP&BC Phoenix Chapter assumes no responsibility for the content or accuracy of the statements and materials presented by speakers at WP&BC Phoenix Chapter events.

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